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Filed re: Wednesday, 5/8/24
8
MAY


        

4,957  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  6:05pm Vargas Matthew                    3          Officer²    2:9K   Emcore Corp.                      Securex Filings/FA       
  5:16pm  Heaton Jeremy J.                  3          Officer²    2:20K  Alight, Inc./Delaware             Donnelley … Solutions/FA 
  4:49pm  Althoff Donald L.                 3          Director²   2:364K Ecovyst Inc.                      Ecovyst Inc.             
  4:04pm  Silverton Energy, Inc.            8-K/A:1,2,5  5/8/24    3:22M                                    GlobalOne Filings Inc/FA 
  3:41pm  Robotti Robert                    4/A        Director²   1:9K   Tidewater Inc.                                             
  1:34pm  Vaughn Joseph                     3          Officer²    1:4K   Packaging Corp. of America        Donnelley … Solutions/FA 
  1:11pm  Gowland Karen E                   4          Director²   1:4K   Packaging Corp. of America        Donnelley … Solutions/FA 
 5/16/24  Rosser Kelly                      3          Officer²    1:4K   NET Power Inc.                    NET Power Inc.           
 5/16/24  Beeber Paul Stephen               4          Director²   1:11K  Napco Security Technologies, Inc.                          
  5/8/24  SS&C GIDS, Inc.                   TA-1/A      5/18/24    1:15K                                                             
  5/8/24  Citibank, N.A.                    SBSE-A/A    5/16/24    3:274K                                                            
  5/8/24 Cboe EDGX Exchange, Inc.          19B-4E       5/8/24    1:2K                                     SEC #7                   
  5/8/24Cboe EDGA Exchange, Inc.          19B-4E       5/8/24    1:2K                                     SEC #7                   
  5/8/24Cboe BZX Exchange, Inc.           19B-4E       5/8/24    1:2K                                     SEC #7                   
  5/8/24Cboe BYX Exchange, Inc.           19B-4E       5/8/24    1:2K                                     SEC #7                   
 5/15/24  New Providence Acq Corp. II       8-K:5,9      5/8/24   12:320K                                   EdgarAgents LLC/FA       
 5/15/24  Keene Harold L                    4          Dir.,%Own.² 1:5K   New Peoples Bankshares Inc.       SEC Filing Solut… LLC/FA 
 5/15/24  Andrus Hannah                     3          Off.,Other² 1:3K   Bancfirst Corp./OK                Equity Administr… Inc/FA 
  5/8/24  Janney Montgomery Scott LLC       MA-A       12/31/17    1:63K                                                             
 5/15/24  Li-Cycle Holdings Corp.           8-K:5,9      5/8/24   12:274K                                   Donnelley … Solutions/FA 
____________
 †  The Filing’s time of SEC acceptance (U.S. Eastern Time).  The SEC’s Filings System is “open” Monday through Friday from 6am
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to 10pm
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ET
.
Because the SEC “closes” at 5:30pm
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ET
, most subsequently-accepted Filings won’t be released to the public until sometime after 6am
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ET
the next day.
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  MA-A    Annual Update of Registration by a Municipal Advisor — Form MA.
  SBSE-A    Application for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant that is Registered or Registering with the CFTC as such — Form SBSE-A.
  TA-1    Application for Registration by a Transfer Agent — Form TA-1.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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