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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5/15/24 Howe James F. 3 Officer² 2:382K Genuine Parts Co. Genuine Parts Co.
5/15/24 Kingfish Holding Corp. 8-K/A:5 4/29/24 12:126K Discount Edgar/FA
5/14/24 Hurbis Casey 3 Director² 1:4K Nano Magic Inc. M2 Compliance LLC/FA
5/13/24 Wright Dalton 3/A Director² 1:7K Angel Studios, Inc. Toppan Merrill/FA
5/13/24 Liberty Star Uranium & Meta… Corp 8-K:8,9 4/29/24 11:242K M2 Compliance LLC/FA
4/29/24‡ Cboe EDGX Exchange, Inc. 19B-4E 4/29/24 1:2K SEC #7
4/29/24‡ Cboe EDGA Exchange, Inc. 19B-4E 4/29/24 1:2K SEC #7
4/29/24‡ Cboe BZX Exchange, Inc. 19B-4E 4/29/24 1:2K SEC #7
4/29/24‡ Cboe BYX Exchange, Inc. 19B-4E 4/29/24 1:2K SEC #7
5/9/24 Macke Steven A. 3 Officer² 1:3K Pra Group Inc.
5/9/24 Kelley Richard James 3/A Officer² 2:7K Geospace Technologies Corp. RDG Filings/FA
5/9/24 Sheth Brian Niranjan 3 Dir.,%Own.² 1:16K Blend Labs, Inc. Donnelley … Solutions/FA
Haveli Brooks Aggregator, L.P.
Haveli Investment Management LLC
Haveli Investments Software Fund I GP, LLC
Haveli Investments, L.P.
Haveli Software Management LLC
Whanau Interests LLC
5/9/24 Kelley Richard James 3 Officer² 1:3K Geospace Technologies Corp. RDG Filings/FA
5/9/24 Snyder Norman E. Jr. 4 Dir.,Off.² 1:7K Reed’s, Inc. M2 Compliance LLC/FA
5/9/24 Tinnelly Joann Christine 4 Officer² 1:7K Reed’s, Inc. M2 Compliance LLC/FA
5/9/24 Trivedi Pratik 3 Officer² 2:10K CTS Corp. Donnelley … Solutions/FA
4/29/24 Crush Securities LLC X-17A-5 12/31/23 1:2K SEC #7
4/29/24 Hewlett Point Securities, LLC X-17A-5 12/31/23 1:2K SEC #7
4/29/24 Crewe Capital, LLC X-17A-5 12/31/23 1:2K SEC #7
5/8/24 Berenbaum Daniel 3 Officer² 2:14K Bloom Energy Corp. Donnelley … Solutions/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 19B-4E | Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e). | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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